]> Team Digitale, Italian Government

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Red Hat

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Microsoft

darrel@tavis.ca

Applications and Real-Time HTTPAPI Internet-Draft This document defines the RateLimit-Policy and RateLimit HTTP header fields for servers to advertise their quota policies and the current service limits, thereby allowing clients to avoid being throttled. About This Document Status information for this document may be found at . Discussion of this document takes place on the HTTPAPI Working Group mailing list (), which is archived at . Subscribe at . Working Group information can be found at . Source for this draft and an issue tracker can be found at .

Introduction Rate limiting of HTTP clients has become a widespread practice, especially for HTTP APIs. Typically, servers who do so limit the number of acceptable requests in a given time window (e.g. 10 requests per second). See for further information on the current usage of rate limiting in HTTP. Currently, there is no standard way for servers to communicate quotas so that clients can throttle their requests to prevent errors. This document defines a set of standard HTTP header fields to enable rate limiting:

• RateLimit-Policy: a quota policy, defined by the server, that client HTTP requests will consume.
• RateLimit: the quota currently available under a specific policy.

These fields enable establishing complex rate limiting policies, including using multiple and variable time windows and dynamic quotas, and implementing concurrency limits.

Goals The goals of this document are:

Interoperability:

Standardize the names and semantics of rate-limit headers to ease their enforcement and adoption.

Resiliency:

Improve resiliency of HTTP infrastructure by providing clients with information useful to throttle their requests and prevent 4xx or 5xx responses.

Documentation:

Simplify API documentation by eliminating the need to include detailed quota limits and related fields in API documentation.

The following features are out of the scope of this document:

Authorization:

RateLimit header fields are not meant to support authorization or other kinds of access controls.

Response status code:

RateLimit header fields may be returned in both successful (see ) and non-successful responses. This specification does not cover whether non Successful responses count on quota usage, nor does it mandate any correlation between the RateLimit values and the returned status code.

Throttling algorithm:

This specification does not mandate a specific throttling algorithm. The values published in the fields, including the window size, can be statically or dynamically evaluated.

Service Level Agreement:

Conveyed quota hints do not imply any service guarantee. Server is free to throttle clients that adhere to the server’s recommended limits under certain circumstances.

Notational Conventions The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here. The term Origin is to be interpreted as described in . This document uses the terms List, Item and Integer from to specify syntax and parsing, along with the concept of "bare item". The term "problem type" in this document is to be interpreted as described in .

Terminology

Quota:

A quota is an allocation of capacity used by a resource server to limit client requests. That capacity is measured in quota units that the client may consume within a time window.

Quota Unit:

A quota unit is the unit of measurement used to measure the activity of a client.

Quota Partition:

A quota partition is a division of a server's capacity across different clients, users and owned resources.

Time Window:

A time window indicates a period of time associated to the allocated quota.

Quota Policy:

A quota policy is implemented by the server to regulate the activity within a specified quota partition, quantified in quota units, over a defined time window. This activity is restricted to a predefined limit, known as the quota. Quota policies can be advertised by servers, but they are not required to be, and more than one quota policy can affect a given request from a client to a server.

Service Limit:

A service limit is the currently available quota under a specific quota policy and, if defined, the effective time window within which the client can use no more than the available quota.

List:

A list of Items

Item:

A item with a set of associated parameters

RateLimit-Policy Field The "RateLimit-Policy" response header field is a non-empty List of Quota Policy Items (). The Item value MUST be a String. The field value SHOULD remain consistent over a sequence of HTTP responses. It is this characteristic that differentiates it from the RateLimit field that contains information that MAY change on every request. The "RateLimit-Policy" field enables clients to control their own flow of requests based on policy information provided by the server. Situations where throttling constraints are highly dynamic are better served using the RateLimit field that communicates the latest service information a client can react to. Both fields can be communicated by the server when appropriate. Lists of Quota Policy Items () can be split over multiple "RateLimit-Policy" fields in the same HTTP response as described in .

Quota Policy Item A quota policy Item contains an identifier for the policy and a set of Parameters that contain information about a server's capacity allocation for the policy. The following parameters are defined:

q:

The REQUIRED "q" parameter indicates the quota allocated by this policy measured in quota units.

qu:

The OPTIONAL "qu" parameter value conveys the quota units associated to the "q" parameter. The default quota unit is "requests".

w:

The OPTIONAL "w" parameter value conveys a time window.

pk:

The OPTIONAL "pk" parameter value conveys the partition key associated to the corresponding request.

Other parameters are allowed and can be regarded as comments. Implementation- or service-specific parameters SHOULD be prefixed parameters with a vendor identifier, e.g. acme-policy, acme-burst. This field MUST NOT appear in a trailer section.

Quota Parameter The "q" parameter value MUST be a non-negative Integer. The value indicates the quota allocated for client activity (measured in quota units) for a given quota partition.

Quota Unit Parameter The "qu" parameter value conveys the quota units applicable to the quota (). The value MUST be a String. Allowed values are listed in the RateLimit Quota Units registry. This specification defines three quota units:

requests:

This value indicates the quota is based on the number of requests processed by the resource server. Whether a specific request actually consumes a quota unit is implementation-specific.

content-bytes:

This value indicates the quota is based on the number of content bytes processed by the resource server.

concurrent-requests:

This value indicates the quota is based on the number of concurrent requests processed by the resource server.

Window Parameter The "w" parameter value conveys a time window applicable to the quota (). The time window MUST be a non-negative, non-zero, Integer value expressing an interval in seconds, similar to the "delay-seconds" rule defined in . Sub-second precision is not supported.

Partition Key Parameter The "pk" parameter value conveys the partition key associated to the request. The value MUST be a Byte Sequence. Servers MAY use the partition key to divide server capacity across different clients and resources. Quotas are allocated per partition key.

RateLimit Policy Field Examples This field MAY convey the time window associated with the quota, as shown in this example: These examples show multiple policies being returned: The following example shows a policy with a partition key: The following example shows a policy with a partition key and a quota unit:

RateLimit Field A server uses the "RateLimit" response header field to communicate the current service limit for a quota policy for a particular partition key. The field is expressed as a List of Service Limit Items (). Lists of Service Limit Items can be split over multiple "RateLimit" fields in the same HTTP response as described in .

Service Limit Item Each service limit Item identifies the quota policy () associated with the request and contains Parameters with information about the current service limit. The following parameters are defined in this specification:

r:

This REQUIRED parameter value conveys the available quota under the identified policy ().

t:

This OPTIONAL parameter value conveys the effective window under the identified policy: the time within which the client can use no more than the available quota ().

pk:

The OPTIONAL "pk" parameter value conveys the partition key associated to the corresponding request.

This field MUST NOT appear in a trailer section. Other parameters are allowed and can be regarded as comments. Implementation- or service-specific parameters SHOULD be prefixed parameters with a vendor identifier, e.g. acme-policy, acme-burst.

Available Quota Parameter The "r" parameter indicates the available quota under the identified policy. It is a non-negative Integer expressed in quota units. Clients MUST NOT assume that a positive available quota is a guarantee that further requests will be served. When the available quota is low, it indicates that the server may soon throttle the client (see ).

Effective Window Parameter The "t" parameter indicates effective window under the identified policy: the number of seconds within which the client can use no more than the available quota. It is a non-negative Integer compatible with the delay-seconds rule, because:

• it does not rely on clock synchronization and is resilient to clock adjustment and clock skew between client and server (see );
• it mitigates the risk related to thundering herd when too many clients are serviced with the same timestamp.

The client MUST NOT assume that all its service limit will be fully restored after the time indicated by the effective window parameter. The server MAY arbitrarily alter the available quota and effective window between subsequent requests; for example, in case of resource saturation or to implement sliding window policies.

Partition Key Parameter The "pk" parameter value conveys the partition key associated to the request. The value MUST be a Byte Sequence. Servers MAY use the partition key to divide server capacity across different clients and resources. Quotas are allocated per partition key.

RateLimit Field Examples This example shows a RateLimit field with an available quota of 50 units and an effective window of 30 seconds: This example shows an available quota of 999 requests for a partition key that has no time window: This example shows a 300MB available quota for an application in the next 60 seconds:

Problem Types

Quota Exceeded This section defines the "https://iana.org/assignments/http-problem-types#quota-exceeded" problem type. A server MAY use this problem type if it wants to communicate to the client that the requests sent by the client exceed one or more Quota Policies. This problem type defines the extension member "violated-policies" as an array of strings, whose value is the names of policies where the quota was exceeded.

Temporary Reduced Capacity This section defines the "https://iana.org/assignments/http-problem-types#temporary-reduced-capacity" problem type. A server MAY use this problem type if it wants to communicate that the client’s requests currently cannot be satisfied due to a temporary reduction in server capacity. The server MAY choose to include a RateLimit-Policy field indicating the new temporarily lower quota. This problem type defines the extension member "violated-policies" as an array of strings, whose value is the names of policies where the quota was exceeded.

Abnormal Usage Detected This section defines the "https://iana.org/assignments/http-problem-types#abnormal-usage-detected" problem type. A server MAY use this problem type to communicate to the client that it has detected a pattern of requests that suggest unintentional or malicious behaviour on the part of the client. This problem type defines the extension member "violated-policies" as an array of strings, whose value is the names of policies where the quota was exceeded.

Server Behavior A server MAY return RateLimit header fields independently of the response status code. This includes throttled responses. This document does not mandate any correlation between the RateLimit header field values and the returned status code. Servers should be careful when returning RateLimit header fields in redirection responses (i.e., responses with 3xx status codes) because a low available quota could prevent the client from issuing requests. For example, given the RateLimit header fields below, a client could decide to wait 10 seconds before following the "Location" header field (see ), because the available quota is 0. If a response contains both the Retry-After and the RateLimit header fields, the Retry-After field value SHOULD NOT reference a point in time earlier than the end of the effective window. A service using RateLimit header fields MUST NOT convey values exposing an unwanted volume of requests and SHOULD implement mechanisms to cap the ratio between the available quota and the effective window values (see ); this is especially important when a quota policy uses a large time window. Under certain conditions, a server MAY artificially lower RateLimit header field values between subsequent requests, e.g. to respond to Denial of Service attacks or in case of resource saturation.

Generating Partition Keys Servers MAY choose to return partition keys that distinguish between quota allocated to different consumers or different resources. There are a wide range of strategies for partitioning server capacity, including per user, per application, per HTTP method, per resource, or some combination of those values. The server SHOULD document how the partition key is generated so that clients can predict the key value for a future request and determine if there is sufficient quota available to execute the request. Servers should avoid returning partition keys that contain sensitive information. Servers SHOULD only use information that is present in the request to generate the partition key.

Performance Considerations Servers are not required to return RateLimit header fields in every response, and clients need to take this into account. For example, an implementer concerned with performance might provide RateLimit header fields only when a given quota is close to exhaustion. Implementers concerned with response fields' size, might take into account their ratio with respect to the content length, or use header-compression HTTP features such as .

Client Behavior The RateLimit header fields can be used by clients to determine whether the associated request respected the server's quota policy, and as an indication of whether subsequent requests will be successful. However, the server might apply other criteria when servicing future requests, and so the quota policy may not completely reflect whether requests will succeed. For example, a successful response with the following fields: does not guarantee that the next request will be successful. Servers' behavior may be subject to other conditions. A client is responsible for ensuring that RateLimit header field values returned cause reasonable client behavior with respect to throughput and latency (see and ). A client receiving RateLimit header fields MUST NOT assume that future responses will contain the same RateLimit header fields, or any RateLimit header fields at all. Malformed RateLimit header fields MUST be ignored. A client SHOULD NOT exceed the available quota within the time expressed in the effective window parameter. The value of the effective window parameter is generated at response time: a client aware of a significant network latency MAY behave accordingly and use other information (e.g. the "Date" response header field, or otherwise gathered metrics) to schedule requests. The details provided in the RateLimit-Policy header field are informative and MAY be ignored. If a response contains both the RateLimit and Retry-After fields, the Retry-After field MUST take precedence and the effective window MAY be ignored. This specification does not mandate a specific throttling behavior and implementers can adopt their preferred policies, including:

• slowing down or pre-emptively back-off their request rate when approaching quota limits;
• consuming all the quota according to the exposed limits and then wait.

Consuming Partition Keys Partition keys are useful for a client if it is likely that single client will make requests that consume different quota allocations. E.g. a client making requests on behalf of different users or for different resources that have independent quota allocations. If a server documents the partition key generation algorithm, clients MAY generate a partition key for a future request. Using this key, and comparing to the key returned by the server, the client can determine if there is sufficient quota available to execute the request. For cases where the partition key generation algorithm of a server is unknown, clients MAY use heuristics to guess if a future request will be successful based on its similarity to previous requests.

Intermediaries This section documents the considerations advised in . An intermediary that is not part of the originating service infrastructure and is not aware of the quota policy semantic used by the Origin Server SHOULD NOT alter the RateLimit header fields' values in such a way as to communicate a more permissive quota policy; this includes removing the RateLimit header fields. An intermediary MAY alter the RateLimit header fields in such a way as to communicate a more restrictive quota policy when:

• it is aware of the quota unit semantic used by the Origin Server;
• it implements this specification and enforces a quota policy which is more restrictive than the one conveyed in the fields.

An intermediary SHOULD forward a request even when presuming that it might not be serviced; the service returning the RateLimit header fields is the sole responsible of enforcing the communicated quota policy, and it is always free to service incoming requests. This specification does not mandate any behavior on intermediaries with respect to retries, nor does it require that intermediaries have any role in respecting quota policies. For example, it is legitimate for a proxy to retransmit a request without notifying the client, and thus consuming quota units. Privacy considerations provide further guidance on intermediaries.

Caching defines how responses can be stored and reused for subsequent requests, including those with RateLimit header fields. Because the information in RateLimit header fields on a cached response may not be current, they SHOULD be ignored on responses that come from cache (i.e., those with a positive current_age; see ).

Security Considerations

Throttling does not prevent clients from issuing requests This specification does not prevent clients from making requests. Servers should always implement mechanisms to prevent resource exhaustion.

Information disclosure Servers should not disclose to untrusted parties operational capacity information that can be used to saturate its infrastructural resources. While this specification does not mandate whether non-successful responses consume quota, if error responses (such as 401 (Unauthorized) and 403 (Forbidden)) count against quota, a malicious client could probe the endpoint to get traffic information of another user. As intermediaries might retransmit requests and consume quota units without prior knowledge of the user agent, RateLimit header fields might reveal the existence of an intermediary to the user agent. Where partition keys contain identifying information, either of the client application or the user, servers should be aware of the potential for impersonation and apply the appropriate security mechanisms.

Available quota units are not granted requests RateLimit header fields convey hints from the server to the clients in order to help them avoid being throttled out. Clients MUST NOT consider the available quota parameter as a service level agreement. In case of resource saturation, the server MAY artificially lower the returned values or not serve the request regardless of the advertised quotas.

Variability of the effective window The effective window parameter does not imply anything about when the server will increase the available quota. The effective window does not necessarily end at a fixed point in time. Subsequent requests might return a higher effective window value to limit concurrency or implement dynamic or adaptive throttling policies.

Resource exhaustion When returning effective window values, servers must be aware that many throttled clients may come back at the very moment specified. This is true for Retry-After too. For example, if the quota resets every day at 18:00:00 and your server returns the effective window accordingly there's a high probability that all clients will show up at 18:00:00. This could be mitigated by adding some jitter to the effective window. Resource exhaustion issues can be associated with quota policies using a large time window, because a user agent by chance or on purpose might consume most of its quota units in a significantly shorter interval. This behavior can be even triggered by the provided RateLimit header fields. The following example describes a service with an unconsumed quota policy of 10000 quota units per 1000 seconds. A client implementing a simple ratio between available quota and effective window could infer an average throughput of 1000 quota units per second, while the policy's quota and window parameters convey an average of 10 quota units per second. If the service cannot handle such load, it should return either a lower available quota or a higher effective window. Moreover, complementing large time window quota policies with a short time window one mitigates those risks.

Denial of Service RateLimit header fields may contain unexpected values by chance or on purpose. For example, an excessively high available quota may be:

• used by a malicious intermediary to trigger a Denial of Service attack or consume client resources boosting its requests;
• passed by a misconfigured server;

or a large effective window could inhibit clients to contact the server (e.g. similarly to receiving "Retry-after: 1000000"). To mitigate this risk, clients can set thresholds that they consider reasonable in terms of quota units, time window, concurrent requests or throughput, and define a consistent behavior when the RateLimit exceed those thresholds. For example this means capping the maximum number of request per second, or implementing retries when the effective window exceeds ten minutes. The considerations above are not limited to RateLimit header fields, but apply to all fields affecting how clients behave in subsequent requests (e.g. Retry-After).

Privacy Considerations Clients that act upon a request to rate limit are potentially re-identifiable (see ) because they react to information that might only be given to them. Note that this might apply to other fields too (e.g. Retry-After). Since rate limiting is usually implemented in contexts where clients are either identified or profiled (e.g. assigning different quota units to different users), this is rarely a concern. Privacy enhancing infrastructures using RateLimit header fields can define specific techniques to mitigate the risks of re-identification.

IANA Considerations IANA is requested to update two registries and create one new registry.

Update HTTP Field Name Registry Please add the following entries to the "Hypertext Transfer Protocol (HTTP) Field Name Registry" registry ():

Field Name	Structured Type	Status	Specification
RateLimit	List	permanent	of RFC nnnn
RateLimit-Policy	List	permanent	of RFC nnnn

Update HTTP Problem Type registry IANA is asked to register the following entries in the "HTTP Problem Types" registry at https://www.iana.org/assignments/http-problem-types.

Registration of "quota-exceeded" Problem Type Type URI: https://iana.org/assignments/http-problem-types#quota-exceeded Title: Quota Exceeded Recommended HTTP status code: 429 Reference: of this document

Registration of "temporary-reduced-capacity" Problem Type Type URI: https://iana.org/assignments/http-problem-types#temporary-reduced-capacity Title: Temporary Reduced Capacity Recommended HTTP status code: 503 Reference: of this document

Registration of "abnormal-usage-detected" Problem Type Type URI: https://iana.org/assignments/http-problem-types#abnormal-usage-detected Title: Abnormal Usage Detected Recommended HTTP status code: 429 Reference: of this document

RateLimit quota unit registry This specification establishes the registry "Hypertext Transfer Protocol (HTTP) RateLimit Quota Units" registry to be located at https://www.iana.org/assignments/http-ratelimit-quota-units. Registration is done on the advice of a Designated Expert, appointed by the IESG or their delegate. All entries are Specification Required (, Section 4.6). The registry has the following initial content:

Quota Unit	Reference	Notes
request	RFC nnnn
content-bytes	RFC nnnn
concurrent-requests	RFC nnnn

Registration Template The registration template for the RateLimit Quota Units registry is as follows:

• Quota Unit: The name of the quota unit.
• Reference: A reference to the document that specifies the quota unit.
• Notes: Any additional notes about the quota unit.

References Normative References Many protocols make use of points of extensibility that use constants to identify various protocol parameters. To ensure that the values in these fields do not have conflicting uses and to promote interoperability, their allocations are often coordinated by a central record keeper. For IETF protocols, that role is filled by the Internet Assigned Numbers Authority (IANA). To make assignments in a given registry prudently, guidance describing the conditions under which new values should be assigned, as well as when and how modifications to existing values can be made, is needed. This document defines a framework for the documentation of these guidelines by specification authors, in order to assure that the provided guidance for the IANA Considerations is clear and addresses the various issues that are likely in the operation of a registry. This is the third edition of this document; it obsoletes RFC 5226. The Hypertext Transfer Protocol (HTTP) is a stateless application-level protocol for distributed, collaborative, hypertext information systems. This document describes the overall architecture of HTTP, establishes common terminology, and defines aspects of the protocol that are shared by all versions. In this definition are core protocol elements, extensibility mechanisms, and the "http" and "https" Uniform Resource Identifier (URI) schemes. This document updates RFC 3864 and obsoletes RFCs 2818, 7231, 7232, 7233, 7235, 7538, 7615, 7694, and portions of 7230. This document defines a "problem detail" to carry machine-readable details of errors in HTTP response content to avoid the need to define new error response formats for HTTP APIs. This document obsoletes RFC 7807. This document describes a set of data types and associated algorithms that are intended to make it easier and safer to define and handle HTTP header and trailer fields, known as "Structured Fields", "Structured Headers", or "Structured Trailers". It is intended for use by specifications of new HTTP fields. This document obsoletes RFC 8941. This document defines the concept of an "origin", which is often used as the scope of authority or privilege by user agents. Typically, user agents isolate content retrieved from different origins to prevent malicious web site operators from interfering with the operation of benign web sites. In addition to outlining the principles that underlie the concept of origin, this document details how to determine the origin of a URI and how to serialize an origin into a string. It also defines an HTTP header field, named "Origin", that indicates which origins are associated with an HTTP request. [STANDARDS-TRACK] In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. Informative References This document offers guidance for developing privacy considerations for inclusion in protocol specifications. It aims to make designers, implementers, and users of Internet protocols aware of privacy-related design choices. It suggests that whether any individual RFC warrants a specific privacy considerations section will depend on the document's content. This specification defines HPACK, a compression format for efficiently representing HTTP header fields, to be used in HTTP/2. The Hypertext Transfer Protocol (HTTP) is a stateless application-level protocol for distributed, collaborative, hypertext information systems. This document defines HTTP caches and the associated header fields that control cache behavior or indicate cacheable response messages. This document obsoletes RFC 7234. This document specifies additional HyperText Transfer Protocol (HTTP) status codes for a variety of common situations. [STANDARDS-TRACK] This document defines a date and time format for use in Internet protocols that is a profile of the ISO 8601 standard for representation of dates and times using the Gregorian calendar.

Rate-limiting and quotas Servers use quota mechanisms to avoid systems overload, to ensure an equitable distribution of computational resources or to enforce other policies - e.g. monetization. A basic quota mechanism limits the number of acceptable requests in a given time window, e.g. 10 requests per second. When quota is exceeded, servers usually do not serve the request replying instead with a 4xx HTTP status code (e.g. 429 or 403) or adopt more aggressive policies like dropping connections. Quotas may be enforced on different basis (e.g. per user, per IP, per geographic area, etc.) and at different levels. For example, a user may be allowed to issue:

• 10 requests per second;
• limited to 60 requests per minute;
• limited to 1000 requests per hour.

Moreover system metrics, statistics and heuristics can be used to implement more complex policies, where the number of acceptable requests and the time window are computed dynamically. To help clients throttling their requests, servers may expose the counters used to evaluate quota policies via HTTP header fields. Those response headers may be added by HTTP intermediaries such as API gateways and reverse proxies. On the web we can find many different rate-limit headers, usually containing the number of allowed requests in a given time window, and when the window is reset. The common choice is to return three headers containing:

• the maximum number of allowed requests in the time window;
• the number of remaining requests in the current window;
• the time remaining in the current window expressed in seconds or as a timestamp;

Interoperability issues A major interoperability issue in throttling is the lack of standard headers, because:

• each implementation associates different semantics to the same header field names;
• header field names proliferates.

User agents interfacing with different servers may thus need to process different headers, or the very same application interface that sits behind different reverse proxies may reply with different throttling headers.

Examples

Responses without defining policies Some servers may not expose the policy limits in the RateLimit-Policy header field. Clients can still use the RateLimit header field to throttle their requests.

Throttling information in responses The client exhausted its quota for the next 50 seconds. The limit and time-window is communicated out-of-band. Request: Response: Since the field values are not necessarily correlated with the response status code, a subsequent request is not required to fail. The example below shows that the server decided to serve the request even if the available quota is 0. Another server, or the same server under other load conditions, could have decided to throttle the request instead. Request: Response:

Multiple policies in response The server uses two different policies to limit the client's requests:

• 5000 daily quota units;
• 1000 hourly quota units.

The client consumed 4900 quota units in the first 14 hours. Despite the next hourly limit of 1000 quota units, the closest limit to reach is the daily one. The server then exposes the RateLimit header fields to inform the client that:

• it has only 100 quota units left in the daily quota and the window will end in 10 hours;

The server MAY choose to omit returning the hourly policy as it uses the same quota units as the daily policy and the daily policy is the one that is closest to being exhausted. Request: Response:

Use for limiting concurrency RateLimit header fields may be used to limit concurrency, advertising limits that are lower than the usual ones in case of saturation, thus increasing availability. The server adopted a basic policy of 100 quota units per minute, and in case of resource exhaustion adapts the returned values reducing both available quota and effective window values. After 2 seconds the client consumed 40 quota units Request: Response: At the subsequent request - due to resource exhaustion - the server advertises only r=20. Request: Response:

Use in throttled responses A client exhausted its quota and the server throttles it sending Retry-After. In this example, the values of Retry-After and RateLimit header field reference the same moment, but this is not a requirement. The 429 (Too Many Request) HTTP status code is just used as an example. Request: Response:

Responses with defined policies

Throttling window specified via parameter The client has 99 quota units left for the next 50 seconds. The time window is communicated by the w parameter, so we know the throughput is 100 quota units per minute. Request: Response:

Dynamic limits with parameterized windows The policy conveyed by the RateLimit-Policy header field states that the server accepts 100 quota units per minute. To avoid resource exhaustion, the server artificially lowers the actual limits returned in the throttling headers. The RateLimit header field then advertises only 9 quota units for the next 50 seconds to slow down the client. Note that the server could have lowered even the other values in the RateLimit header field: this specification does not mandate any relation between the field values contained in subsequent responses. Request: Response:

Dynamic limits for pushing back and slowing down Continuing the previous example, let's say the client waits 10 seconds and performs a new request which, due to resource exhaustion, the server rejects and pushes back, advertising r=0 for the next 20 seconds. The server advertises a smaller window with a lower limit to slow down the client for the rest of its original window after the 20 seconds elapse. Request: Response:

Dynamic limits for pushing back with Retry-After and slow down Alternatively, given the same context where the previous example starts, we can convey the same information to the client via Retry-After, with the advantage that the server can now specify the policy's nominal limit and window that will apply after the retry time, e.g. assuming the resource exhaustion is likely to be gone by then, so the advertised policy does not need to be adjusted, yet we managed to stop requests for a while and slow down the rest of the current window. Request: Response: Note that in this last response the client is expected to honor Retry-After and perform no requests for the specified amount of time, whereas the previous example would not force the client to stop requests before the end of the effective window, as it would still be free to query again the server even if it is likely to have the request rejected.

Use with multiple windows This is a standardized way of describing the policy detailed in :

• 5000 daily quota units;
• 1000 hourly quota units.

The client consumed 4900 quota units in the first 14 hours. Despite the next hourly limit of 1000 quota units, the closest limit to reach is the daily one. The server then exposes the RateLimit header fields to inform the client that:

• it has only 100 quota units left;
• the effective window is 10 hours;
• the expiring-limit is 5000.

Request: Response:

FAQ

1. Why defining standard fields for throttling? To simplify enforcement of throttling policies and enable clients to constraint their requests to avoid being throttled.
2. Can I use RateLimit header fields in throttled responses (e.g. with status code 429)? Yes, you can.
3. Are those specs tied to RFC 6585? No. defines the 429 status code and we use it just as an example of a throttled request, that could instead use even 403 or whatever status code.
4. Why is the partition key necessary? Without a partition key, a server can effectively only have one scope (aka partition), which is impractical for most services, or it needs to communicate the scopes out-of-band. This prevents the development of generic connector code that can be used to prevent requests from being throttled. Many APIs rely on API keys, user identity or client identity to allocate quota. As soon as a single client processes requests for more than one partition, the client needs to know the corresponding partition key to properly track requests against allocated quota.
5. Why using delay-seconds instead of a UNIX Timestamp? Why not using subsecond precision? Using delay-seconds aligns with Retry-After, which is returned in similar contexts, e.g. on 429 responses. Timestamps require a clock synchronization protocol (see ). This may be problematic (e.g. clock adjustment, clock skew, failure of hardcoded clock synchronization servers, IoT devices, etc.). Moreover timestamps may not be monotonically increasing due to clock adjustment. See Another NTP client failure story We did not use subsecond precision because:
   • that is more subject to system clock correction like the one implemented via the adjtimex() Linux system call;
   • response-time latency may not make it worth. A brief discussion on the subject is on the httpwg ml
   • almost all rate-limit headers implementations do not use it.
6. Shouldn't I limit concurrency instead of request rate? You can use this specification to limit concurrency at the HTTP level (see {#use-for-limiting-concurrency}) and help clients to shape their requests avoiding being throttled out. A problematic way to limit concurrency is connection dropping, especially when connections are multiplexed (e.g. HTTP/2) because this results in client requests not being handled, which is something we want to avoid. A semantic way to limit concurrency is to return 503 + Retry-After in case of resource saturation (e.g. thrashing, connection queues too long, Service Level Objectives not meet, etc.). Saturation conditions can be either dynamic or static: all this is out of the scope for the current document.
7. Do a positive value of remaining parameter imply any service guarantee for my future requests to be served? No. FAQ integrated in .
8. Is the quota-policy definition too complex? You can always return the simplest form

The policy key clearly connects the current usage status of a policy to the defined limits. So for the following field: the value "sliding" identifies the policy being reported.

1. Can intermediaries alter RateLimit header fields? Generally, they should not because it might result in requests not being handled. There are reasonable use cases for intermediaries mangling RateLimit header fields though, e.g. when they enforce stricter quota-policies, or when they are an active component of the service. In those cases we will consider them as part of the originating infrastructure.
2. Why the w parameter is just informative? Could it be used by a client to determine the request rate? A non-informative w parameter might be fine in an environment where clients and servers are tightly coupled. Conveying policies with this detail on a large scale would be very complex and implementations would likely be not interoperable. We thus decided to leave w as an informational parameter and only rely on the limit, remaining and reset parameters for defining the throttling behavior.
3. Can I use RateLimit fields in trailers? Servers usually establish whether the request is in-quota before creating a response, so the RateLimit field values should be already available in that moment. Supporting trailers has the only advantage that it allows to provide more up-to-date information to the client in case of slow responses. However, this complicates client implementations with respect to combining fields from headers and accounting for intermediaries that drop trailers. Since there are no current implementations that use trailers, we decided to leave this as a future-work.

RateLimit header fields currently used on the web Commonly used header field names are:

• X-RateLimit-Limit, X-RateLimit-Remaining, X-RateLimit-Reset;

There are variants too, where the window is specified in the header field name, e.g.:

• x-ratelimit-limit-minute, x-ratelimit-limit-hour, x-ratelimit-limit-day
• x-ratelimit-remaining-minute, x-ratelimit-remaining-hour, x-ratelimit-remaining-day

Here are some interoperability issues:

• X-RateLimit-Remaining references different values, depending on the implementation:
  • seconds remaining to the window expiration
  • milliseconds remaining to the window expiration
  • seconds since UTC, in UNIX Timestamp
  • a datetime, either IMF-fixdate or
• different headers, with the same semantic, are used by different implementers:
  • X-RateLimit-Limit and X-Rate-Limit-Limit
  • X-RateLimit-Remaining and X-Rate-Limit-Remaining
  • X-RateLimit-Reset and X-Rate-Limit-Reset

The semantic of RateLimit depends on the windowing algorithm. A sliding window policy for example, may result in having a remaining parameter value related to the ratio between the current and the maximum throughput. e.g. If this is the case, the optimal solution is to achieve At this point you should stop increasing your request rate.

Acknowledgements Thanks to Willi Schoenborn, Alejandro Martinez Ruiz, Alessandro Ranellucci, Amos Jeffries, Martin Thomson, Erik Wilde and Mark Nottingham for being the initial contributors of these specifications. Kudos to the first community implementers: Aapo Talvensaari, Nathan Friedly and Sanyam Dogra. In addition to the people above, this document owes a lot to the extensive discussion in the HTTPAPI workgroup, including Rich Salz, and Julian Reschke.

Changes

Since draft-ietf-httpapi-ratelimit-headers-08

• Added Problem Types
• Clarified when to use RateLimit-Policy vs RateLimit fields

Since draft-ietf-httpapi-ratelimit-headers-07

• Refactored both fields to lists of Items that identify policy and use parameters
• Added quota unit parameter
• Added partition key parameter

Since draft-ietf-httpapi-ratelimit-headers-03

• Split policy informatiom in RateLimit-Policy #81

Since draft-ietf-httpapi-ratelimit-headers-02

• Address throttling scope #83

Since draft-ietf-httpapi-ratelimit-headers-01

• Update IANA considerations #60
• Use Structured fields #58
• Reorganize document #67

Since draft-ietf-httpapi-ratelimit-headers-00

• Use I-D.httpbis-semantics, which includes referencing delay-seconds instead of delta-seconds. #5